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Director & Head ofLegal & Compliance

Head of Examinations and Dispute Resolution

A top-250 US company, financials

Verified today at 11:11 AM EDT

Location
Minneapolis
Work arrangement
Not listed
Base salary
$150k to $176k
Level
Head of function
Function
Legal & Compliance

About the role

The Head of Examinations and Dispute Resolution role involves managing a team to ensure compliance with financial regulations, while also partnering with various stakeholders to maintain effective risk management frameworks. Responsibilities include overseeing examination, complaints, and associated person activity review programs.

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