NewC-suite & PresidentLegal & Compliance
Deputy Chief Compliance Officer, Corporate Vice President
A top-100 US company, insurance
Verified today at 3:52 PM ET
- Location
- New York,New York,United States
- Work arrangement
- Not listed
- Base salary
- $160k – $250k
- Level
- C-suite
- Function
- Legal & Compliance
- Found
- 3h ago
About the role
Oversee execution of the foundational compliance activities and reviews that anchor the program, including the anti-money laundering program, FINRA Rule 3120 annual report, the Rule 206(4)-7 annual review for Eagle Strategies, the Code of Ethics, and the firm-wide written supervisory procedures (WSPs).