SVP & EVPLegal & Compliance
SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance
A Fortune 500 company, financials
Verified today at 6:25 PM EDT
- Location
- 2 locations
- Work arrangement
- Not listed
- Base salary
- $213k to $355k
- Level
- Senior Vice President
- Function
- Legal & Compliance
At a glance
- Reports to the Executive Vice President responsible
About the role
The role involves providing legal support and strategic counsel for LPL’s broker-dealer and investment advisory businesses, focusing on regulatory compliance and M&A transactions. The SVP will lead a team of experienced attorneys and collaborate closely with various business units.
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