NewVice PresidentLegal & Compliance
VP - Compliance, Equity Capital Markets
A top-50 US company, financial services
Verified Oct 22 at 3:54 PM EDT
- Location
- New York
- Work arrangement
- Not listed
- Base salary
- $125k to $150k
- Level
- Vice President
- Function
- Legal & Compliance
About the role
The role is accountable for evaluating existing policies, procedures and supervisory processes, confirming that they satisfy applicable regulatory requirements, and designing and executing testing sufficient to evidence the Firm's compliance and supervisory controls.
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